US Patent 7962393 Global compliance system
Patent 7962393 was granted and assigned to UBS (CRM&Web-sites) on June, 2011 by the United States Patent and Trademark Office.
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Patent abstract
A system for implementing a compliance program in a financial institution is provided and includes a list database for storing material information regarding a plurality of entities that is known to said financial institution. Also included is a list manager that receives a compliance query from an affiliate of the financial institution having a status. The list manager provides a compliance response to the affiliate based on the plurality of entities and according to the status of the affiliate.
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Infobox (+3 properties)
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Patent Inventor Names
Frederic Greenbaum0
Michael Cortese0
Waikit Ng0
Edits on 23 May, 2023
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US Patent 07962393 Global compliance system US Patent 7962393 Global compliance system
Infobox
Patent Number
079623930
Patent Number
79623930
Edits on 23 Sep, 2022
Golden AI
Infobox
Is a
Current Assignee
Patent Jurisdiction
Patent Number
079623930
Date of Patent
June 14, 2011
0Patent Application Number
125821950
Date Filed
October 20, 2009
0Patent Primary Examiner
Edits on 8 Dec, 2021
Golden AI
Edits made to:
Infobox (+8 properties)
US Patent 07962393 Global compliance system
Infobox
Is a
Current assignee
Patent jurisdiction
Patent number
07962393
Date of patent
June 14, 2011
Patent application number
12582195
Date Filed
October 20, 2009
Patent primary examiner
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