Is a
Patent attributes
Patent Jurisdiction
Patent Number
Patent Inventor Names
Syed Wajahat Ali0
Michael Rizzo0
Phil Hsu0
Rohit Kataria0
Grace Davitt0
J. Chris Marsh0
Jangliw Passavant0
Justin Data0
...
Date of Patent
September 15, 2009
0Patent Application Number
103653230
Date Filed
February 11, 2003
0Patent Primary Examiner
Patent abstract
The present invention provides systems and methods for financial advisor messages in a networked computer system. A financial advisor associated with a financial services organization determines clients to receive a message, the financial advisor determines the message, and the message is transmitted over the network to be accessible by the clients. Methods are provided in which the message is required to be determined to be compliant prior to transmission to the clients. Methods are also provided in which individuals associated with the financial services organization, such as the financial advisor, are notified of a non-compliant message.
Timeline
No Timeline data yet.
Further Resources
No Further Resources data yet.