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SEC

The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust.

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Edits on 1 Feb, 2022
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Yehor Bokov
edited on 1 Feb, 2022
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Infobox (+1 properties)
Timeline (+1 events) (+29 characters)
Description (+214 characters)
Article (+783 characters)
Table (+2 rows) (+4 cells) (+48 characters)
Table (+4 rows) (+16 cells) (+281 characters)
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SEC

The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust.

Article

The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes.

The SEC's five main divisions are:

• Corporation Finance

• Trading and Markets

• Investment Management

• Enforcement

• Risk and Economic Analysis

The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate.

Table

Name
Role
LinkedIn

Allison Herren Lee

Commissioner

Gary Gensler

Chair

Table

Title
Date
Link

SEC.gov | Enforcement

April 20, 2020

https://www.sec.gov/page/litigation

SEC.gov | HOME

February 5, 2017

https://www.sec.gov/

SEC.gov | Newsroom

February 5, 2017

https://www.sec.gov/page/news

SEC.gov | SEC Divisions Homepages

September 27, 2013

https://www.sec.gov/divisions.shtml

Infobox
LinkedIn
https://www.linkedin.com/company/us-securities-and-exchange-commission?trk=mini-profile
Timeline

January 27, 2022

SEC.gov | Sunshine Act Notice
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Yehor Bokov profile picture
Yehor Bokov
created this topic on 1 Feb, 2022
Edits made to:
Infobox (+2 properties)
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 SEC

The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust.

Infobox
Is a
Organization
Organization
Website
https://www.sec.gov/

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