SEC

SEC

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Timeline

People

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LinkedIn

José Luis Garza

Founder

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Date
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The Canadian Press
June 1, 2020
CTVNews
Research from Environment Canada shows that climate change is behind more extreme rainfalls in Canada and suggests the problem is likely to get worse.
May 29, 2020
Hindustan Times
Within an hour of the high court's judgement, Ramesh Kumar announced he had resumed charge as SEC and that he would discharge his duties fairly and impartially as he had done in the past and as mandated.
JD Alois
May 28, 2020
Crowdfund Insider
Click HERE to find out ⭐ Another ICO Returns Money to Investors as SEC Files Charges Against BitClave for an Unregistered Digital Security Offering. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more.
May 27, 2020
WebWire
Infinera (NASDAQ: INFN) announced that Asia-Africa-Europe-1 Consortium (AAE-1), one of the largest consortium cable systems in the world today, has recently completed a significant upgrade with Infinera to boost capacity on its subsea network connecting East Asia to Europe via Egypt. AAE-1 has proved to be vital infrastructure in the Eurasia corridor, and even more so recently, providing connectivity, diversity, and resilience between European, Asian, and Middle Eastern markets. Based on I...
May 27, 2020
BioSpace
Masimo and Philips Licensing Agreement Brings Masimo NomoLine® Capnography and O3® Regional Oximetry to Select Philips Patient Monitors - read this article along with other careers information, tips and advice on BioSpace
JD Alois
May 20, 2020
Crowdfund Insider
Click HERE to find out ⭐ Social Distancing: Annual SEC Small Business Forum to be Virtual this Year. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more.
Kate Nicholson
May 19, 2020
Express.co.uk
GLOBAL RECESSION fears are rife - reminding taxpayers of the 2008 financial crash started by Lehman Brothers' collapse - but, despite its devastating impact, the bank's executives appeared to get away with it.
Reuters Editorial
May 18, 2020
U.S.
The U.S. Securities and Exchange Commission (SEC) on Monday said it settled charges against three former KPMG LLP audit partners stemming from a cheating scandal at the firm.
May 18, 2020
BioSpace
Neurotrope and Metuchen Pharmaceuticals Announce Merger Agreement to Form Petros Pharmaceuticals, a Men's Health Company - read this article along with other careers information, tips and advice on BioSpace
JD Alois
May 15, 2020
Crowdfund Insider
Click HERE to find out ⭐ SEC Announces New Investor Advisory Committee Members, Still No Fintechs. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more.
JD Alois
May 15, 2020
Crowdfund Insider
Click HERE to find out ⭐ Former SEC Enforcement Attorney Philip Moustakis Comments on Telegram Decision to Abandon Token Offering: Facts & Circumstances Rule. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more.
BioSpace
May 14, 2020
BioSpace
Histogen Inc., a regenerative medicine company with a novel biological platform that replaces and regenerates tissues in the body, announced today the publication of data on HST 004, its patented, naturally-derived material for spinal disc repair in the Journal of Medicine and Surgical Sciences. Histogen has developed a cell conditioned media (CCM) that is embryonic-like in composition and that has been shown to stimulate stem cells in vivo. The ma
Reuters Editorial
May 12, 2020
U.S.
A unit of Morgan Stanley will pay a $5 million penalty to settle U.S. Securities and Exchange Commission charges it provided misleading information to clients in its retail wrap fee programs regarding trade execution services and transaction costs, the regulator said on Tuesday.
Samantha Hurst
May 11, 2020
Crowdfund Insider
Click HERE to find out ⭐ Members Exchanges Receives SEC Approval to Operate a National Securities Exchange. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more.
Eric Eldon
May 9, 2020
TechCrunch
A specific type of small startup has a window to raise crowdfunding in a somewhat less regulated way than normally required in the US based on a temporary set of rule changes by the SEC announced this week. Excited yet?
Jonathan Shieber
May 4, 2020
TechCrunch
Just like American workers are turning to crowdfunding to pay for the medical procedures that can keep them alive, the Securities and Exchange Commission is telling small businesses that everyday citizens may provide them with the lifeline that the U.S. government won't. After two multi-billion dollar stimulus packages which have largely failed to reach the [...]
May 4, 2020
WebWire
Today, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) each announced whistleblower awards. The SEC awarded nearly $2 million to an individual and four individuals will share an award of over $2 million from the CFTC., , , , The SEC awarded a whistleblower nearly $2 million for their timely assistance in a successful enforcement action that allowed investors to recover much of their money. According to the SEC order, the whistleblower "su...
April 17, 2020
WebWire
ConocoPhillips (NYSE: COP) announced that it is taking further actions to respond to the oil market downturn. These follow initial actions announced on March 18. "In March we exercised $2.2 billion of flexibility via reductions in both our planned 2020 capital spending and share repurchases," said Ryan Lance, chairman and chief executive officer. "At that time, we stated we would continue to monitor the market and exercise additional flexibility, if warranted. Today we are announcing furt...
April 16, 2020
WebWire
Today, the Securities and Exchange Commission announced a whistleblower award of $27 million given to an individual who reported misconduct overseas. The whistleblower also provided critical investigative leads that advanced the investigation and saved significant Commission resources. , , , , The SEC reviewed the Preliminary Determination of the Claims Review Staff, which recommended the amount of the whistleblower award, and decided to give the whistleblower a larger award. The SEC poi...
John McCrank
April 6, 2020
U.S.
The New York Stock Exchange said on Monday it was in talks with regulators to temporarily ease its listing requirements to take the strain off companies that may have fallen out of compliance due to the market rout spurred by the coronavirus.
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